{"id":123492,"date":"2026-07-24T16:21:39","date_gmt":"2026-07-24T16:21:39","guid":{"rendered":"https:\/\/www.taylorroot.com\/job\/compliance-analyst\/"},"modified":"2026-07-24T16:21:40","modified_gmt":"2026-07-24T16:21:40","slug":"compliance-analyst-123492","status":"publish","type":"job_listing","link":"https:\/\/srgroup.highrise.digital\/zh-hans\/job\/compliance-analyst-123492\/","title":{"rendered":"Compliance Analyst"},"content":{"rendered":"

We are partnered with a market-leading financial services company that has completed dozens of acquisitions in recent years and continues to execute a highly active growth strategy who is searching for a Compliance Analyst to join their team.<\/p>\n

The role is focused on advisor licensing and registration within a complex and growing advisory platform. Due to continued expansion, the organization is looking to strengthen a function that currently supports a large population of financial advisors and plays a critical role in onboarding, registration, and licensing activities.<\/p>\n

The ideal candidate will have experience with advisor licensing, registrations, and related compliance operations within an RIA, broker-dealer, or broader financial services environment.<\/p>\n

This position can sit anywhere in the U.S., with the team focused more on responsiveness, judgment, and ownership than geographic proximity to headquarters.<\/p>\n

If interested, please apply!<\/p>\n

The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.<\/p>\n

Please note that your personal information will be treated in accordance with our Privacy Policy<\/a>.<\/p>\n

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